securities markets

  1. S

    Streamlining IPO Compliance: Sebi's New Framework

    New Delhi, April 8 The capital markets regulator, Sebi, has introduced a mechanism for the lock-in of pledged shares in an effort to streamline requirements related to public offerings.Under the new framework, Sebi has allowed depositories to mark certain securities as "non-transferable" for...
  2. K

    Investment Advisory Ecosystem: Sebi's New Regulatory Steps

    New Delhi, March 16 With the aim of strengthening the investment advisory ecosystem, the markets regulator, Sebi, is working on a series of measures, including a standardized, light-touch penalty structure, a digital regulatory guidance platform, and a common advertising code, its chairman...
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