stock brokers

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    Investor Protection: Sebi Urges Tech Firms' Collaboration

    Mumbai, March 25 Sebi Chairman Tuhin Kanta Pandey on Wednesday termed fake applications as a "serious threat" and urged technology firms like Google and Meta to work with financial regulators for investor protection.Pandey said that the next surge in investor participation is upon us, and...
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    Stock Brokers Settle with Sebi in Algorithmic Trading Dispute

    New Delhi, March 18 A total of 111 entities have settled pending enforcement proceedings with the market regulator, Sebi, under a settlement scheme introduced for stock brokers associated with certain algorithmic trading platforms.The entities paid Rs 1 lakh each to settle the matter...
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    New SEBI Rules Require Regulated Entities to Identify Themselves on Social Media

    The Securities and Exchange Board of India (SEBI) has directed all entities it regulates to prominently disclose their registered name and registration number when posting content related to the securities market on social media platforms. This directive was issued through a circular yesterday...
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    Increased Transparency: Sebi Mandates Disclosure of Registration Numbers on Social Media Platforms

    New Delhi, February 26 The market regulator, Sebi, on Thursday directed all entities it regulates, along with their agents, to prominently disclose their registered name and registration number on social media platforms (SMPs) while posting content related to the securities market.This...
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    Pandey: Sebi to Assess Portfolio Management Framework

    Mumbai, February 23 The capital markets regulator, Sebi, will be conducting a review of the regulations governing portfolio management services (PMS), Chairman Tuhin Kanta Pandey said on Monday."We propose to carry out a comprehensive review of the SEBI (Portfolio Managers) Regulations, 2020...
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    Stock Brokers: Sebi Considers Changes to Reporting Requirements

    New Delhi, February 13 To promote ease of doing business, the markets regulator, Sebi, on Friday proposed additional relaxations to reporting norms for stock brokers, including exempting certain demat accounts held by brokers who are also primary dealers from tagging requirements.Furthermore...
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